In a time where global regulators are taking an increased interest in our clients Market abuse and surveillance practices and processes, our surveillance order data product helps give clients a full order book view of their activity across our global venues. Our Surveillance Order Reports provide a detailed view of each client’s order lifecycle across all TP ICAP platforms, delivered on a daily basis. These reports capture orders executed via Central Order Limit Books (CLOBs), auctions, voice trading, and hybrid trading systems, encompassing all venues operated by TP ICAP businesses. By leveraging our Surveillance Order Reports, clients gain:
Enhanced Governance: Monitor order activity with greater granularity, helping to prevent abusive, manipulative, or illegal trading practices across TP ICAP venues.
Comprehensive Audit Trail: Gain a clear audit trail of activity across global TP ICAP venues, including detailed lifecycle fields, timestamped activity, and multi-asset class coverage.
Secure Data Delivery: Enjoy secure and simple data delivery via SFTP server, allowing you to aggregate order data while ensuring the confidentiality of your information.
Our coverage extends across all of TP ICAPs main markets, jurisdictions and Regulated Venues:
How Parameta Solutions' Surveillance Data Can Help Your Business
Our broking clients need a robust data solution to give them visibility and streamline their surveillance functions.
Following major regulatory fines, globally, our clients currently are trying to proactively address compliance risks and ensure future regulatory adherence.
The Need
Compliance teams require comprehensive data solutions for:
Order Surveillance: Monitoring all activities across TP ICAP venues globally.
Data Granularity: Detailed end-of-day, full order book recap files needed for in-depth analysis.
Historical Context: Access to historical data spanning five years (2019-2024) for a comprehensive view of trading patterns.
Our Solution
Through in-depth discovery, we identify client’s need for a holistic data solution encompassing:
Global Coverage: Seamless data capture of all the client’s activities with TP ICAP venues across the globe.
Platform Agnostic: Data collection across all trading platforms, regardless of region, ensuring a unified view.
Historical Backfill: Access to five (+) years of historical data, empowering comprehensive trend analysis and risk identification.
The Value
Our solution offers significant benefits:
Enhanced Trade Surveillance: Comprehensive data empowers clients to effectively monitor all trading activities, identifying potential compliance issues proactively.
Reduced Risk of Regulatory Fines: Improved data-driven surveillance practices minimise the likelihood of regulatory action and associated financial penalties.
Increased Operational Efficiency: Streamlined data collection and analysis processes, means greater efficiency within the compliance and surveillance teams.
The Impact
Clients who have successfully implemented our data solutions, have seen:
Improved Order Surveillance: Enhanced data-driven capabilities enables comprehensive monitoring of TP ICAP trading activities.
Mitigated Regulatory Risk: Proactive compliance measures significantly reduce the risk of future regulatory fines.
Streamlined Operations: Compliance teams will benefit from a more efficient workflow facilitated by our solution.
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